Regulatory Updates
Regulatory Updates
Launch of the SEC’s redesigned website
| Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the…
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Regulatory Updates
+234 209 462 1168 (Landline)
Since our inception in 1979, our overarching statutory purpose has been to promote and facilitate the growth of equitable, effective, and open financial markets for Nigeria. +234 916 772 3240 (Mobile) CONTACT…
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Regulatory Updates
+234 916 772 3240 (Mobile)
Since our inception in 1979, our overarching statutory purpose has been to promote and facilitate the growth of equitable, effective, and open financial markets for Nigeria. +234 209 462 1168 (Landline) CONTACT…
Read more
Regulatory Updates
SEC NIGERIA 2026 Service Level Agreement (SEC NG SLA) The primary purpose of this SLA is to create a transparent framework where Our service commitments are clearly defined. It establishes a mutual expectation: while the SEC fulfills its delivery obligations, stakeholders (such as issuers and investors) are also expected to adhere to the requirements set out in the document. May 15, 2026
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Regulatory Updates
Guidelines On Revised Minimum Capital For Regulated Entities The objectives of these Guidelines are to: a. Promote investor protection by ensuring that CMOs maintain adequate financial resources to absorb operational and market-related losses; b. Enhance the resilience, integrity, and stability of the Nigerian capital market; c. Establish a risk-sensitive and proportionate capital framework aligned with the nature, scale, and complexity of regulated activities; d. Support effective supervision and early regulatory intervention through clear capital adequacy standards; and e. Reinforce domestic and international confidence in the prudential soundness of the Nigerian capital market, consistent with IOSCO principles. March 18, 2026
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Regulatory Updates
Revocation Of Registration Of Kensington Agro Trading Limited As A Capital Market Operator The Securities and Exchange Commission, “the Commission” hereby notifies the general public of the revocation of the registration of Kensington Agro Trading Limited as a capital market operator March 2, 2026
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Regulatory Updates
Suspected Fraudulent Activities of TUNBOSAYO OKEKUNLE STRATEGIC ALPHA FUND (TOSAF) The attention of the Securities and Exchange Commission (the Commission) has been drawn to the activities of an online investment platform known as TUNBOSAYO OKEKUNLE STRATEGIC ALPHA FUND (TOSAF) through its website and various social media platforms, which holds itself out as an Investment platform that provides investors varied stock options and other financial instruments purportedly under the supervision of the Commission. Jan. 15, 2026
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Regulatory Updates
Suspected Fraudulent Activities Of Voya Investment Management (VIM) The attention of the Securities and Exchange Commission, Nigeria (“the Commission”) has been drawn to the activities of an online investment platform known as, and operating under the name Voya Investment Management (VIM) through its website https://investmemts.voya.com/. Jan. 6, 2026
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Regulatory Updates
Notice to all Capital market Operators (CMOS) on 2026 Renewal of Registration This is to inform all Capital Market Operators (CMOs) and the general public that the annual renewal of Registration of CMOs for the year 2026 will commence from January 01, 2026. Dec. 12, 2025
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Regulatory Updates